Personal
Experience Of The Holy Spirit According To The Greek Fathers
by
Kallistos Ware, Bishop of Diokleia
Paper presented at the European Pentecostal/Charismatic
Research Conference held in Prague on 10-14 September 1997
The Holy Spirit
supplies all things:
He causes prophecies to spring up,
He sanctifies priests,
To the uninitiated He taught wisdom,
The fishermen He turned into theologians.
He holds in unity the whole structure of the Church.
-- From an
Orthodox hymn on the Feast of Pentecost
Solovetsk and
Sunderland
Around the year 1890 an
Anglican traveller from Sunderland, the Revd Alexander Boddy,
Vicar of All Saints, Monkwearmouth, came as a pilgrim to the
great Solovetsky Monastery on the White Sea in the far north of
Russia. One thing in particular impressed him. It was a
depiction of the descent of the Holy Spirit at Pentecost:
'In the dome of the great
cathedral and the monastery of Solovetsk is a striking
representation of the first Christians gathered on the first
Whitsunday, looking up with glorified faces as the flaming
baptism of the Holy Ghost falls upon the infant Church. In the
centre of the foreground is the mother of our Lord also
receiving the gift.' 1
When, nearly two decades
later, on the occasion of a famous visit from T.B. Barratt,
there was an outpouring of the Holy Spirit in Boddy's Sunderland
parish on 31 August 1907, is it not likely that this 'striking
representation' of Pentecost that he had seen in Russia was
still vividly present in his memory? A formative event in the
history of British Pentecostalism turns out in this way to have,
as one of its sources, the iconography of an Orthodox monastic
church.
This unexpected connection
between Orthodox Christianity and the origins of the
twentieth-century Pentecostal movement in Britain naturally
leads us to ask: can we discover other links, on a more
specifically theological level, between Orthodoxy and
Pentecostalism? How far is the Christian East sympathetic to a
'charismatic' understanding of the spiritual life? At first
sight it might appear that there is but little affinity.
Orthodoxy, it might be said, is liturgical and hierarchic,
whereas Pentecostalism is grounded upon the free and spontaneous
action of the Spirit; Orthodoxy appeals to Holy Tradition,
whereas Pentecostalism assigns primacy to personal experience.
Anyone, however, who searches
more deeply will soon realize that stark contrasts of this kind
are one-sided and misleading. In actual fact, many of the Greek
Fathers insist with great emphasis upon the need for all
baptized Christians to attain in their own personal experience a
direct and conscious awareness of the Holy Spirit. No one can be
a Christian at second-hand: such is the frequently repeated
teaching of the Fathers. Holy Tradition does not signify merely
the mechanical and exterior acceptance of truths formulated in
the distant past, but it is in the words of the Russian
theologian Vladimir Lossky - nothing else than 'the life of the
Holy Spirit in the Church2 here and now, at this
present moment.
"The worst of all
heresies"
The vital significance of the
Holy Spirit for the Christian East will be apparent if we
consider one of the outstanding mystical authors of the Middle
Byzantine period, St. Symeon the New Theologian (949-1022). Each
of us, he maintains, is called by God to experience the
indwelling presence of the Spirit ' in a conscious and
perceptible way', with what he describes as the 'sensation of
the heart'. It is not enough for us to possess the Spirit merely
in an implicit manner:
Do not say, It is
impossible to receive the Holy Spirit;
Do not say, It is possible to be saved without Him.
Do not say that one can possess Him without knowing it.
Do not say, God does not appear to us.
Do not say, People do not see the divine light,
Or else, It is impossible in these present times.
This is a thing never impossible, my friends,
But on the contrary altogether possible for those who wish.3
All the charismata
available to Christians in the apostolic age, Symeon is
passionately convinced, are equally available to Christians in
our own day. To suggest otherwise is for Symeon the worst of all
possible heresies, implying as it does that God has somehow
deserted the Church. If the Gifts of the Spirit are not as
evident in the Christian community of our own time as they are
in the Book of Acts, there can be only one reason for this: the
weakness of our faith.
Symeon goes on to draw some
startling conclusions from this. When asked, for example,
whether lay monks, not ordained to the priesthood, have the
power to 'bind and loose' that is to say, to hear confessions
and to pronounce absolution he answers that there is one
essential qualification, and one only, which empowers a person
to act as confessor and to bestow forgiveness of sins; and that
is the conscious awareness of the indwelling presence of the
Holy Spirit. Monks who possess such awareness, even though not
in holy orders, may confer absolution upon others; but anyone
who lacks such awareness - even though he may be bishop or
patriarch - should not attempt to do this.4
Symeon speaks also of a
'second baptism', the baptism of tears, which is conferred on
those who are 'born from above' through the Holy Spirit:
'When someone suddenly lifts
up his gaze and contemplates the nature of existing things in a
way that he had never done before, then he is filled with
amazement and sheds spontaneous tears without any sense of
anguish. These tears purify him and wash him in a second
baptism, that baptism of which our Lord speaks in the Gospels
when He says, 'if someone is not born through water and the
Spirit, he cannot enter the kingdom of heaven.' Again He says,
'If someone is not born from above' (cf. John 3:5,7). When He
said 'from above', He signified being born from the Spirit.'
Symeon even seems to consider
the second baptism more important than the first; for he regards
the first baptism - sacramental baptism through water - as no
more than a type' or foreshadowing, whereas the second baptism
is to be seen as the truth' or full reality: 'The second baptism
is no longer a type of the truth, but it is the truth itself.'
5
How far is Symeon's
standpoint typical of Eastern Christendom? He himself warns his
readers that he is a 'frenzied' or 'manic zealot':6
are his remarks, then, to be discounted as the ravings of an
extremist? Let us compare Symeon with three other writers, all
of whom emphasize the Holy Spirit, and all of whom are held in
high esteem within the Orthodox spiritual Tradition: with St.
Mark the Monk (Plate fourth or early fifth century), alias Mark
the Hermit or Mark the Ascetic; with the author or authors of
the Homilies attributed to St. Macarius of Egypt, but in
fact of Syriac origin (late fourth century); and with St. John
Climacus (c.570-c.649), author of The Ladder of Divine
Ascent, a work which Orthodox monks are supposed to reread
each Lent.
Three Questions
In assessing how these
different writers understand baptism 'with the Holy Spirit and
fire' (Luke 3:16), let us ask three more specific questions:
(i) Must the indwelling
presence of the Holy Spirit be always a conscious
indwelling, or can there be an indwelling of the Paraclete
which is unconscious yet nonetheless real?
(ii) What is the
relationship between sacramental baptism that is to say,
water baptism - and 'baptism with the Holy Spirit and fire'?
Is the 'second baptism' in the Spirit to be seen as
something radically new, conferring a fresh grace distinct
from that of water baptism, or is the 'second baptism'
essentially the reaffirmation and fulfillment of the first -
not a fresh grace but the realization and manifestation of
the grace already received in our sacramental baptism with
water?
(iii) What outward
experiences - tongues, tears and the like - accompany and
express our attainment of a conscious awareness of the
Spirit?
Any answers that we propose
need to be offered with diffidence and humility, for it is hard
to contain within verbal formulae the living dynamism of the
Spirit. Pointing as He does always to Christ and not to Himself
(John 15:26; 16:13-14), He remains elusive and hidden so far as
His own personhood is concerned. He is 'everywhere present and
filling all things', to use the words of a familiar Orthodox
prayer, but we do not see His face. Symeon the New Theologian
emphasizes this mysterious character of the Paraclete in an
Invocation to the Holy Spirit which precedes the collection
of his Hymns. 'Hidden mystery', he calls the Spirit,
treasure without name ... reality beyond all words ... person
beyond all understanding'; and he continues: 'Come, for Your
name fills our hearts with longing and is ever on our lips; yet
who You are and what Your nature is, we cannot say or know.'
7
Let us display, then, an
apophatic reticence in all that we assert concerning the free
and sovereign Spirit, who is like the wind that 'blows where it
chooses: and you hear the sound of it, but you do not know where
it comes from or where goes' (John 3:8).
St. Mark the
Monk: from 'secret' to 'active' presence
Little known in the West,
Mark's writings have always been popular in the Christian East.
They are included in the first volume of that classic collection
of Orthodox spiritual texts The Philokalia; in the
Byzantine period there was even a monastic adage, 'Sell
everything and buy Mark'. Reacting against the Messalians (an
ascetic movement originating in fourth-century Syria), Mark
insists in trenchant terms upon the completeness of baptism. He
is speaking, of course, about sacramental baptism:
'However far someone may
advance in faith, however great the good he has attained ... he
never discovers, nor can he ever discover, anything more than
what he has already received secretly through .baptism....
Christ, being perfect God, has bestowed upon the baptized the
perfect grace of the Spirit. We for our part cannot possibly add
to that grace, but it is revealed and manifests itself
increasingly, the more we fulfil the commandments .... Whatever,
then, we offer to Christ after our regeneration was already
hidden within us and came originally from Him.'
Mark ends - for he is
strongly Pauline in spirit - with a quotation from Romans 11:35
- 36: 'Who has first given a gift to God, so as to receive a
gift in return? For from Him... are all things.8
Baptism, according to the
Monk's teaching, confers upon us a total purification from all
sin, both original and personal; it liberates us from all
'slavery', restoring the primal integrity of our free will as
creatures formed in God's image; and at the same time, through
our immersion in the baptismal font, Christ and Holy Spirit take
up their abode within us, entering into what Mark terms 'the
innermost and uncontaminated chamber of the heart', the
innermost and untroubled shrine of the heart where the winds of
evil spirits so not blow'.9
At this point Mark makes a
crucial distinction, summed up in the two Greek adverbs m u s t
i k v V meaning 'mystically' or 'secretly', and e n e r g u v V
, meaning 'actively'. Initially, at sacramental baptism -and
Mark seems to envisage primarily the situation of infant baptism
- the indwelling presence of the Holy Spirit is given to us
'secretly', in such a way that we are not at first consciously
aware of it. We only become 'actively' conscious of this
presence if we acquire a living faith, expressed through our
practice of the divine commandments. In this way baptism plants
within us a hidden seed of perfection, but it rests with us -
assisted always by God's grace - to make that seed grow, so that
it bears conscious and palpable fruit. While we cannot "add* to
the completeness of baptism, God nevertheless awaits a response
on our part; and if we fail to make that response, although the
Spirit will still continue to be present 'secretly' in our
heart, we shall not feel His presence 'actively' within us, nor
experience His fruits with full conscious awareness.
Such is Mark's map of the
Christian pilgrimage. Our starling-point is the presence of
baptismal grace within us 'secretly' and unconsciously; our
end-point is the revelation of that grace 'actively', with what
he terms 'full assurance (p l h r o j o r i a ) and sensation (a
i s q h s i V )'. As he states:
'Everyone baptized in the
Orthodox manner has received secretly the fullness of grace; but
he gains assurance of this grace only to the extent that he
actively observes the commandments.' 10
Our spiritual program can
therefore be summed up in the maxim 'Become what you are'. We
are already, from the moment of our sacramental baptism as
infants , 'Spirit-bearers' in an implicit and unconscious
manner. Our aim is therefore to acquire conscious experience -
several times Mark uses the Greek term p e i r a - of Him who
already dwells within us:
'All these mysteries we have
received at our baptism, but we are not aware of them. When,
however, we condemn ourselves for our lack of faith, and
sincerely express our belief in Christ by performing all the
commandments, then we shall acquire experience within ourselves
of all the things that I have mentioned; and we shall confess
that holy baptism is indeed complete and that the grace of
Christ is invisibly hidden within us; but it awaits our
obedience and our fulfilment of the commandments.' 11
We are now in position to
assess the answers which Mark offers to our three questions.
(i) It is abundantly
clear that Mark allows for an indwelling presence of the
Spirit that is unconscious yet nonetheless real. Such, in
his view, is precisely the position of those who have been
baptized in infancy. They receive a genuine indwelling of
the Paraclete, and this 'secret' indwelling will never be
altogether lost, however careless or sinful their subsequent
lives may be; as Mark puts it, 'Grace never ceases to help
us in a secret way. l2 At the same time Mark
regards this 'secret' presence as no more than an initial
starting-point; and he clearly affirms that the vocation of
every baptised Christian without exception is to advance
from this to a conscious awareness of the Spirit.
(ii) In Mark's view, this
conscious awareness of Spirit experienced 'actively' and
'with full assurance and sensation' is in no sense a new
grace, distinct from the grace conferred in water baptism,
but it is nothing else than the full 'revelation' of the
baptismal grace conferred upon us at the outset. The
baptized Christian 'never discovers, nor can he ever
discover, anything more than what he has already received
secretly through baptism'. Everything is contained
implicitly in the initial charisma of baptism.
(iii) As to the outward
experiences which accompany this conscious awareness of the
indwelling Spirit, Mark is reticent. He does not speak about
visions, dreams, trances and ecstasy.
Nowhere have I found in his
writings anything that could be interpreted as a reference to
speaking with tongues. His allusions to tears are infrequent; so
far from exalting the gift of tears, he warns us, 'Do not grow
conceited if you shed tears when you pray.'13 He does
indeed believe that our aim is to experience consciously the
energies of the Spirit' and to reach the state above nature',
where the intellect (n o u V ) 'discovers the fruits of the Holy
Spirit of which the Apostle spoke: love, joy, peace and the
rest' (cf. Gal. 5:22).14 But he does not specify what
precise form these 'energies' and 'fruits' are to take.
When interpreting an author
such as Mark, it is helpful to make a distinction between
'experience' (in the singular) and experiences' (in the plural).
There are surely many Christians who feel able to say in all
humility, 'I know God personally', without being able to point
to any single event such as a vision, a voice, or a concentrated
'conversion crisis' of the kind undergone by St. Paul, St.
Augustine, Pascal or John Wesley. Personal experience of the
Spirit permeates their whole life, existing as a total
awareness, without necessarily being crystallized in the form of
particular 'experiences'. When Mark and other Greek Fathers
refer to our conscious awareness of the 'energies' or 'fruits'
of the Spirit, they may well have in view an all-embracing
'experience' of this kind, rather than any specific and separate
'experiences'.
The Macarian
Homilies: light, tears and ecstasy
The Homilies
attributed to Macarius are better known in the West than are the
writings of Mark the Monk: John Wesley, for example, was an
enthusiastic reader of the Homilies, characteristically
observing in his diary for 30 July 1736, 'I read Macarius and
sang.' Whereas Mark is evidently an opponent of Messalianism,
the Homilies are commonly regarded as a Messalian or
semi-Messalian work. But in fact, when Mark and the Homilies
are carefully compared, their respective theologies of
baptism turn out to be not so very different. It is true that
the best-known group of Macarian texts, the collection of the
Fifty Spiritual Homilies (known as Collection II or
Collection H), is largely silent about sacramental baptism; but
there are a number of important references to it in the other
main groups, Collection I (B) and III (C).
In agreement with Mark, the
Macarian Homilies see sacramental baptism as the
foundation of all Christian life: 'Our baptism is true for us
and valid, and it is the source from which we receive the life
of the Spirit.' 15
The Homilies concur
with Mark in insisting furthermore upon the completeness of
baptism: 'In possessing the pledge of baptism, you possess the
talent' in its completeness, but if you fail to work with it,
you yourself will remain incomplete; and not only that, but you
will be deprived of it.' 16
Mark would not have said,
'you will be deprived of if, for he believes that the gift of
baptismal grace can never be wholly lost. But otherwise the two
authors agree: baptism is 'complete' or 'perfect', but in order
to experience the full effects of the sacrament, we need to
'work' with the initial charisma of baptism by fulfilling
the commandments.
Once more in agreement with
Mark, the Macarian writings state that the gift of the Holy
Spirit is conferred 'from the Moment of baptism'.17
Just as Mark envisages a progress from baptismal grace present
'secretly' to baptismal grace experienced 'actively', so
likewise the Homilies maintain that the indwelling
presence of the Spirit, conferred at baptism, is something of
which we ere initially unconscious. The Spirit's working is at
first so slight that the baptized person is ignorant of His
activity:
'Initially divine grace
exists within a person in such a subtle way that he is unaware
of its presence and does not understand [that it is within
him].... But if we persist and advance in all the virtues,
struggling with full exertion, then baptism will increase in
power and will be revealed in us, making us perfect through its
own grace.' 18
This, as we have noted, is
exactly Mark's teaching: through our fulfilment of the
commandments and our ascetic struggles, the hidden grace of
baptism is gradually 'revealed' in its full power.
At the outset, then, so the
Homilies affirm, the Spirit is present 'invisibly', but
if we persevere on the path of Christian obedience we shall
gradually come to experience His presence with power and
assurance':
'In His own wisdom the
heavenly Physician bestows the heavenly bread - that is to say,
the power of the Spirit invisibly through the holy mystery of
the "washing of rebirth' (Titus 3:5) and of the Body of Christ;
and through the "word of consolation' (Heb. 13:22) in the
Scriptures He nourishes and warms the damaged soul that is still
subject to the passions and that is not yet capable of
experiencing the energy of the Spirit with power and assurance,
whether on account of its childishness or because of its lack of
faith and its carelessness. Every soul, on receiving the
remission of sins in holy baptism according to the measure of
its faith, participates in the energy of grace: one receives it
with power and assurance, another with weaker energy of grace
.... Thus the grace of the Spirit bestowed in baptism seeks to
overshadow each person in abundance and to grant to each more
speedily the perfection of divine power, but the degree to which
someone shares in this grace depends on the measure of that
person's faith and piety.' 19
This is less clear and
coherent than the treatment that we find in Mark; also the
Homilies seem to envisage adult baptism whereas Mark thinks
primarily in terms of infant baptism. But there is no
fundamental discrepancy between the two authors. Both agree that
there is a progressive advance from an unconscious presence of
the baptismal gift of the Spirit to a conscious awareness of the
baptismal gift "with full assurance and sensation' (a phrase
used by the Homilies as well as by Mark).
How, then, do the Macarian
Homilies answer our three questions?
(i) The Homilies
clearly assert that, in certain cases at any rate, the
indwelling presence of the Holy Spirit conferred at baptism
is at first unconscious: He is present within us 'invisibly,
in such a way that we are 'unaware' of Him. At the same
time, however, it is the vocation of every baptized
Christian to advance from unconsciousness to conscious
awareness, so that we experience this gift of the Spirit
'with full assurance and sensation'. Here the Homilies,
like Mark the Monk, rely heavily upon the language of
feeling. Sometimes the Homilies describe this higher stage
of conscious awareness as 'baptism with fire and the
Spirit',20 a phrase nowhere found in Mark's
writings.
(ii) This 'baptism with
fire and the Spirit' does not, however, connote a new and
distinct gift of the Spirit, but according to the
Homilies it is nothing else than the developed and
conscious awareness of the gift of the Spirit inherent in
water baptism. As with Mark, it is water baptism that
constitutes the 'source' of all our life in the Spirit.
(iii)lf the Homilies
and Mark prove thus far to be in substantial agreement, in
their respective answers to the third question there is a
significant difference between them. The Homilies emphasize
various outward experiences that accompany the conscious
awareness of the Spirit, in a way that Mark does not.
Macarius speaks, for example, about a vision of divine light
received by the spiritual aspirant,21! and about
his illumination by 'non-material and divine fire'.22
These Macarian texts concerning light and fire had an
important influence upon the mystical theology of the
fourteenth-century Byzantine Hesychasts, and they were taken
up in particular by St. Gregory Palamas (1296-1359). The
Homilies also attach more importance than Mark does to
the gift of tears. Only if we 'weep' shall we experience the
'power" of the Spirit:
'If anyone is naked
because he lacks the divine and heavenly garment which is
the power of the Spirit... let him weep and beseech the Lord
that he may receive the spiritual garment from heaven.'
23
Unlike Mark, the Homilies
speak explicitly about trance-like and ecstatic experiences:
'Sometimes a person when
praying has fallen into a kind of trance (e c t a s i V ) and
has found himself standing in church before the sanctuary; and
three loaves of bread were offered to him, leavened with oil...'
There have been other
occasions, Macarius continues, when the impact of a vision of
inner light has proved so devastating that a person loses normal
self-control:
'Swallowed up in the
sweetness of contemplation, he was no longer master of himself,
but became like a fool and a barbarian towards this world, so
overwhelmed was he by the excessive love and sweetness of the
hidden mysteries that were being revealed to him.' 24
There is no parallel in
Mark's writings to this kind of language.
There is even a possible
allusion in one Homily to speaking with tongues. Recalling the
outpouring of the Spirit at Pentecost, Macarius says: As for the
apostles, they cried out willy-nilly. Just as a flute, when air
is blown through it, gives out the sound that the flute-player
wants, so it is also with the apostles and those who resemble
them. When they were 'born from above' (John 3:3,7) and received
the Paraclete Spirit, the Spirit spoke in them as He wanted.25
The reference here to those
who 'resemble' the apostles suggests that the speaking with
tongues on the day of Pentecost has been continued in later ages
of the Church. But this is an isolated passage which has no
exact parallel elsewhere in Macarian corpus, and so it would be
unwise to base too much upon it.
Counterbalancing this passage
on Pentecost, there are other occasions when the Homilies
condemn the use of 'unseemly and confused cries' during times of
prayer. Probably the author has in mind certain 'enthusiasts'
among the more extreme Messalians:
'Those who draw near to the
Lord ought to make their prayers in quietness and peace and
great tranquillity, not with unseemly and confused cries ....
There are some who during prayer make use of unseemly cries, as
if relying on their own bodily strength, not realizing how their
thoughts deceive them, and thinking that they can achieve
perfect success by their own strength.' 26
Yet even if the Homilies
do not in fact provide clear support for glossolalia, it
is evident that their author (or authors) expected the conscious
experience of the Spirit to be marked by other external
expressions, such as tears and ecstatic visions.
St. John
Climacus: the baptism of tears
The Ladder of Divine
Ascent by St. John Climacus, abbot of Sinai, provides
relatively little material to help us in answering our
questions. Although The Ladder contains a few (but not
very many) references to baptism, and also a few (but not very
many) references to the Holy Spirit, nowhere are these two
themes - the gift of baptism and the grace of the Spirit -
mentioned together in the same passage. It is clear from
numerous statements in The Ladder that Climacus attaches
great importance to personal experience, but he does not develop
the point in explicit detail.
There are, however, two
passages in The Ladder that are significant for our
present purpose. First, Climacus indicates that there is a
direct connection between the gift of the Spirit and obedience
to a spiritual father or mother:
'If you are constantly
upbraided by your director and yet acquire greater faith in him
and love for him, then you may be sure that the Holy Spirit has
taken up residence in your soul and the power of the Most High
has overshadowed you.' 27
To some contemporary
Christians there might seem to be a contradiction between, on
the one hand, strict obedience to a spiritual guide and, on the
other, the personal experience of freedom in the Holy Spirit.
But this is not the way in which Orthodoxy views the matter. On
the contrary, it is precisely through obedience that we learn
freedom. The role of the spiritual guide or 'soul friend'
(Celtic amchara) is not to act as a substitute for the
Spirit, but it is specifically through our relationship with our
guide that we are helped to attain personal awareness of the
Spirit's presence. So far from discouraging a direct contact
with the Spirit, our guide seeks to open the door for us; to
vary the metaphor, he or she aims to be transparent.
The second and more important
passage in The Ladder concerns the gift of tears.
Climacus, as Symeon the New Theologian was later to do, regards
this as a second baptism, which is to be placed on an even
higher level than the first baptism in sacramental water:
The tears that come after
baptism are greater than baptism itself, though it may seem rash
to say so. Baptism washes off those evils that were previously
within us, whereas the sins committed after baptism are washed
away by tears. The baptism received by us as children we have
all defiled, but we cleanse it anew with our tears. If God in
His love for the human race had not given us tears, those being
saved would be few indeed and hard to find.28
This is relevant to the third
of our questions. What outward signs accompany direct experience
of the Spirit? Climacus says nothing about speaking with
tongues, but he attaches deep value to the charisma of
spiritual tears. The gift of tears is also strongly emphasized
by Climacus's contemporary, St. Isaac of Nineveh (Isaac the
Syrian).29
St. Symeon the
New Theologian: 'he cries and shouts'
Let us now return to the
author with whom we started, St. Symeon the New Theologian. How
far do his answers to our three questions correspond to those
found in Mark the Monk and the Macarian Homilies?
(i) It might seem at first
sight that Symeon excludes the possibility of an inner presence
of the Spirit that is unconscious yet real; for) in a passage
already cited, he states unambiguously, 'Do not say that one can
possess Him without knowing it.30 Taken literally,
these words suggest that Symeon identifies the reality of
grace with the conscious awareness of it. This is often
regarded as a typically 'Messalian' deviation (although what the
Messalians actually believed is notoriously difficult to
establish). In fact, however, there are other passages in Symeon
which imply that he did not in fact endorse such an extreme
position. More than once he definitely allows for an unconscious
working of grace:
'Let us seek Christ, with
whom we have been clothed through holy baptism (cf. Gal. 3:27).
Yet we have been stripped of Him through our evil deeds; for,
although in our infancy we were sanctified without being
aware of it (a n a i s q h t v V ), yet in our youth we
defiled ourselves.' 31
'As it is written, 'He who
endures to the end will be saved' (Matt. 10:22). Not only will
he be saved, but he will receive help - at first, without
being aware of it, then with conscious awareness, and soon
afterwards with the illumination that comes from Almighty God.'
32
'When the fear of God leads
someone to cut off his own will, God grants him His will,
without the person knowing it, in a way that he does not
perceive.' 33
Symeon - more than Mark the
Monk, more even than the Macarian Homilies - attaches
crucial importance to the attainment, by every Christian without
exception, of a direct, conscious awareness of the Spirit; and
this may sometimes lead him to exaggerated statements. But, as
the passages quoted above clearly indicate, he does not
altogether exclude an unconscious presence of Christ and the
Spirit. He too, in common with Mark and Macarius, envisages a
progress from a 'secret' to an 'active' indwelling.
(ii) Does Symeon also agree
with Mark and Macarius in regarding 'baptism with the Holy
Spirit', not as a new grace, but as the 'revelation' and
fulfilment of water baptism? It has to be admitted that his
answer is less clear than that of his two predecessors. As we
have seen, he asserts that water baptism is no more than a
type', while the second baptism of tears is the truth'.34
He even suggests, in words that I find disturbing, that not all
the baptized receive Christ:
Let no one say, ' I have
received and I possess Christ from the moment of holy baptism.'
Such a person should recognize that it is not all the baptized
that' receive Christ through baptism, but only those who are
strong in faith and in perfect knowledge.35
Perhaps Symeon's point here
is that none of us should rest satisfied with a purely external
and mechanical appeal to our baptism; we have to live out
its effects. But in that case it would have been clearer if he
had said, as Mark does: 'We receive Christ in baptism, but we
only become aware of Him if we fulfil the commandments.'
In general, however, Symeon
affirms categorically that baptism confers forgiveness of sins,
total liberation from tyranny, and the indwelling presence of
the Spirit. To use his own words:
'Descending from on high our
Master through His own death destroyed the sentence of death
against us. He entirely destroyed the condemnation that we
inherited from the transgression of our first father, and
through holy baptism He completely delivers us from it,
regenerating and refashioning us; and He places us in this'
world altogether free and no longer subject to the tyranny of
the enemy, honouring us with our original power of voluntary
choice.' 36
'You renewed me through the
holy baptism that fashioned me anew, adorning me with the Holy
Spirit.' 37
'Through divine baptism we
become children and heirs of God, we are clothed with God
Himself, we become His limbs, and we receive the Holy Spirit who
comes to dwell within us, which is the royal seal.... All these
things, and other things yet greater than these, are given to
the baptized immediately from the moment of divine baptism.'
38
After a careful assessment of
the evidence, Archimandrite Athanasios Hatzopoulos concludes:
' When Symeon speaks of
Baptism in the Spirit, he means the grace of the renewal of
sacramental Baptism. It is the same grace of the Spirit that
makes water-Baptism a sacrament, which in turn makes possible
the gradual renewal of the image.... The grace man receives in
Baptism, which promotes his spiritual growth, acts as a
starting-point in which the end is present in the beginning.'
39
In the last resort, then,
Symeon concurs with Mark and Macarius in regarding 'baptism with
the Holy Spirit' - the second baptism of tears - as the full
realization of sacramental baptism, not as a new and different
grace. But it has to be confessed that here Symeon constitutes a
borderline case.
(iii) Like Macarius, but
unlike Mark, the New Theologian speaks in some detail about the
outward experiences that accompany a full conscious awareness of
the Spirit. First of all, he lays great emphasis upon the gift
of tears: the second baptism is precisely 'a baptism of tears'.
Here he appeals explicitly to John Climacus. Secondly, he
assigns a central place in his mystical theology to the vision
of divine light. This light, so he believes, is God Himself;
Christ may sometimes speak to us from the light, although His
bodily form is not seen m the vision. Thirdly, he describes
ecstatic phenomena which have obvious parallels in modem
Pentecostalism:
'A person who has within him
the light of the most Holy Spirit, unable to endure it, falls
prostrate upon the ground; and he cries out and shouts in terror
and great fear, for he sees and experiences something that
surpasses nature, thought and imagination. He becomes as one
whose entrails have been set ablaze: devoured by fire and unable
to bear the scorching flame, he is beside himself, and he cannot
control himself at all. And though he sheds unceasing tears that
bring him some relief, the fire of his longing is kindled to yet
fiercer flames. Then he weeps more abundantly and, washed by the
flood of his tears, he shines as lightning with an-
ever-increasing brilliance. When he is entirely aflame and
becomes as light, then is fulfilled the saying, 'God is joined
in unity with gods and is known by them.' 40
It is not surprising that
Symeon's writings are popular among contemporary Orthodox who
have come under the influence of the charismatic movement.
In conclusion, then, we may
claim to have found a large measure of convergence between our
Patristic witnesses:
(i) All agree that it is
possible to possess the Holy Spirit within oneself, without
being conscious of His presence.
(ii) All agree that the
'second baptism' - the baptism of tears or 'baptism with the
Holy Spirit' - is an extension and fulfilment of the
first baptism bestowed sacramentally with water. 'Spirit
baptism' is not to be seen as conferring an entirely new
grace, different from that conferred through "water
baptism'.
(iii) Some Eastern
Christian authors, such as Mark the Monk, are reticent in
describing the outward signs that may accompany conscious
awareness of the Spirit. Others, such as Macarius and
Symeon, enter into much fuller detail, referring in
particular to the gift of tears, the vision of divine light
and even on occasion to something that resembles the modem
experience of speaking with tongues. But their allusions to
this last are very infrequent.
Of these three points, the
second will surely prove of crucial importance in any future
Orthodox-Pentecostal dialogue.
Footnotes
1.
Alexander A. Boddy, With Russian Pilgrims: being an account
of a sojourn in the White See Monastery and a journey by the old
trade route from the Arctic See to Moscow (London, no date
[ca.1931), p.181.1 am grateful to Dr. David N. Collins, of the
University of Leeds, for drawing my attention to this passage.
2. In
the Image and Likeness of God (St. Vladimir's Seminary
Press, Crestwood 1974), p.152.
3.
Hymn 27:125-32.
4. See
Kallistos Ware, Tradition and Personal Experience in Later
Byzantine Theology', Eastern Churches Review 3:2 (1970),
pp.131-41, especially pp. 135-9.
5.
Practical and Theological Chapters 1:35-36.
6.
Catechesis 21:139-40.
7.
Sources Chretiennes 156 (Paris 1969), p. 151.
8. On
Baptism (PG [= J.P. Migne, Patrotogia Graeca]
65:1028BC). It is somewhat surprising that Mark, while speaking
at length about baptism, says very little about the eucharist.
9. On
Baptism (,PG 65:996C, 1016D).
10. On
those who think that they are made righteous by works 85 (PG
65:944A).
11. On
Baptism (PG 65:993C).
12. On
those who think that they are made righteous by works 56 (PG
65:937D).
13. On
the Spiritual Law 12 (PG 65:908A).
14. On
those who think that they are made righteous by works 57, 83
(PG 65:940A, 941 CD).
15.
B43:6.
16.
C28:3.
17.
Great Letter (ed. Wemer Jaeger), p.236, line 8.
18.
B43:6.
19. B
25:2, §§2-4.
20. H
26:23; 27:17; 32:4; 47:1; etc. •
21. See,
for example, H 1-8,10.
22. H
25:9-10.
23.
H20:1.
24. H
8:3.
25. C
15:4.
26. H
6:4.
27.
Ladder, Step 4 (PG 88:725D).
28.
Ladder, Step 7 (PG 88-.804B).
29. See
his Ascetical Homilies 14 and 37 (35), tr. Holy
Transfiguration Monastery (Boston 1984), pp.82-83, 174: cited in
Kallistos Ware, The Orthodox Way (St. Vladimir's Seminary
Press, Crestwood 1995), p.101.
30. See
note 3.
31.
Catechesis 2:139-42.
32.
Catechesis 26:63-66.
33.
Practical and Theological Chapters 3:76.
34. See
note 5.
35.
Ethical Discourse 10:323-6.
36.
Catechesis 5:381-6.
37.
Thanksgiving 2:17-18.
38.
Letter on Confession 3 (ed. Kari Holl), p.111, line 26 -
p.112, line 6.
39.
Athanasios Hatzopoulos, Two Outstanding Cases in Byzantine
Spirituality (Thessaloniki 1991), pp.135,137.
40.
Practical and Theological Chapters 3:21. The final phrase is
from St. Gregory of Nazianzus.
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